This entry, which describes an external link, was imported from my old website which is now defunct. I’ve therefore given it an artificial post date of 1 August 2002.
Policy statement 140 from the FSA sets out guidance on •high-level controls; • risk assessment; • legal risk; • internal audit; • management information; • outsourcing; and • group risk. This guidance was issued in December 2002 and is available at http://www.fsa.gov.uk/Pages/Library/Policy/Policy/2002/ps140.shtml. It takes effect from 1st February 2003.